From eyal@smarts.com Tue Aug 29 12:18:26 1995
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Date: Tue, 29 Aug 1995 12:18:11 -0400
From: eyal@smarts.com (Eyal Mozes)
Message-Id: <9508291618.AA17469@just.smarts.com>
To: bdcaplan@phoenix.Princeton.EDU, objectivism@vix.com
Subject: Re: Evolution and Cognition
Cc: jdevries@ids.net
Status: R

Bryan Caplan writes:
>What instincts do I think human beings possess?  First, I suggest
>that humans incline instinctively to a crude Hobbesian egoism
>, modified only to include concern for blood relatives.  Modern
>humans rarely live exclusively by these instinctive drives, but
>I find it interesting that no matter how altruistic an individual's
>announced philosophy, his or her practical actions tend to focus
>on personal and kin survival.

I am puzzled as to what Bryan is referring to. I certainly don't see
the empirical evidence for his claim, and I would ask him to be more
specific.

It may be true that many actions of people *in modern, western society*
- holding productive jobs, saving money, buying a house, obtaining life
insurance to provide for their children, etc. - can be seen as "tending
to focus on personal and kin survival". But if this were the result of
instincts, then you would expect such "tendency to focus on personal
and kin survival" to be the *weakest* in modern western society, and
the *strongest* in primitive societies; which seems to be the opposite
of the truth. So I think this tendency is more plausibly explained as a
result, not of instincts, but of ideas, i.e. of the remnants of the
enlightenment philosophy still operating in our culture.

>In
>particular, it is interesting to note that all over the world
>and throughout history, people have been killing, looting, and
>enslaving one another;

I find this statement confusing, since Bryan here is stating the
strongest evidence against his statement in the previous paragraph. All
over the world, and throughout history, people have been killing,
looting and enslaving one another, even though doing so usually
requires putting their lives at grave risk, or even throwing their
lives away; this is the opposite of what you would expect if Bryan were
correct about an instinctive "tendency to focus on personal and kin
survival".

>and this tendency [to kill, loot and enslave] seems to have little
>relation to the presence or absence of altruistic ethical philosophy.
>operating in this culture.

I disagree. Throughout recorded history, most societies held some
version of an altruistic ethics, ranging from the primitive tribal
ethics held by most hunter-gatherer societies, to the sophisticated
altruism of Christianity; and most of the killing, looting and
enslaving can be directly traced to people acting on this ethics. The
enlightenment period, up to the late 19th century, in the west, was the
one period of history in which some ethical views centering on
self-interest - including that of Hobbes - were partly accepted; and it
was also the most peaceful period in history. I think the historical
evidence completely supports Rand's view that altruism is a morality of
death, and bears a direct relation to people killing, looting and
enslaving one another.

>I don't disagree with Rand's view that _sometimes_ our emotions
>are determined by our moral values; but I don't think that moral
>values are the _only_ source of emotions.

That was not Rand's view. Rand held that moral values - or, more
generally, ideas - are the source of an individual's emotions *to the
extent that a person chooses to think*. To the extent that a person
chooses to evade the effort of thinking, his emotions and actions will
not be the result of his own thinking or moral values; they will be the
result of unconscious absorption of the culture around him. Since such
emotions have an unconscious source, not subject to conscious control,
you might call them "instinctive"; but the individual has these
"instincts" not necessarily, by his nature, but as a result of his own
default.

The most profound explanation I have seen for the nature of the tribal
mentality, with all of the killing, looting and enslaving that it has
brought about throughout history, was given by Rand, in her articles
"The Anti-Conceptual Mentality" and "Global Balkanization". I think
Rand demonstrated conclusively that this mentality is rooted, not in
any inborn instincts, but in people's volitional avoidance of the
effort of thinking.

				Eyal Mozes

From bschwar@raptor.sccs.swarthmore.edu Tue Aug 29 12:31:24 1995
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From: Brian Todd Schwartz <bschwar@raptor.sccs.swarthmore.edu>
To: "Bryan D. Caplan" <bdcaplan@phoenix.Princeton.EDU>
cc: objectivism@vix.com
Subject: Re: Evolution and Cognition
In-Reply-To: <9508290209.AA19037@flagstaff.Princeton.EDU>
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Status: R

On Mon, 28 Aug 1995, Bryan D. Caplan wrote:
> What instincts do I think human beings possess?  First, I suggest
> that humans incline instinctively to a crude Hobbesian egoism
> , modified only to include concern for blood relatives. 

	What is Hobbesian egoism, specifically?
	On the blood relative point:   I interpret the 
above to say the people have an instinctive tendency to be more concerned 
with blood relatives than other people, all other things being equal. 
	Now, if that is instinctive, would a person not have to know who his 
blood relatives are, consciously?  Imaagine that we set up an experiment 
where we can test the hypothesis that a human has an instinctively 
greater concern for blood relatives. Would we find that 
our subject would act any differently to people who were related to him, 
or those not, if he did *not* know which people he interacted with were 
related to him, or not.
	The bottom line question is then, not whether people have, innately, a 
mentality of self-preservation, or kin preservation, but, more generally, 
same race preservation??  All other things being equal, will a human 
being tend to aid those with the most in common with him genetically?
	Gosh, I hope not.

"Know fear, or be ruled by it."			|Brian Schwartz   \
					
	




From hardy@stat.umn.edu Tue Aug 29 17:53:25 1995
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From: Michael Hardy <hardy@stat.umn.edu>
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Subject: Re: Evolution and Cognition
To: bdcaplan@phoenix.Princeton.EDU, objectivism@vix.com
Date: Tue, 29 Aug 1995 16:53:21 -0500 (CDT)
Cc: hardy@wirth.stat.umn.edu (Michael Hardy)
In-Reply-To: <9508290209.AA19037@flagstaff.Princeton.EDU> from "Bryan D. Caplan" at Aug 28, 95 10:09:56 pm
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	Bryan D. Caplan <bdcaplan@phoenix.Princeton.EDU> wrote:

> I have come more and more to doubt Rand's view that human beings
> have no instincts, that we are _tabula rasa_


	Is saying that we are born _tabula_rasa_ the same as saying we
have no instincts?  Why could one not hold that we have instincts _and_
we are born _tabala_rasa_?  Besides, was it Rand who said we have no
instincts?  Nathaniel Branden wrote something to this effect, and she
may perhaps be considered to have endorsed it to some extents by being
his co-editor in a jointly journal, or at least not to have objected to
it.  Rand said we are born _tabula_rasa_ (I think this is in ITOE
somewhere?) but I'm not convinced that is the same as saying we have no
instincts.  Rather it only means that we don't know anything when we are
born.


	Mike Hardy

-- 
Michael Hardy
School of Statistics
University of Minnesota
hardy@stat.umn.edu

From eyal@smarts.com Thu Aug 31 11:34:59 1995
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From: eyal@smarts.com (Eyal Mozes)
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To: bdcaplan@phoenix.Princeton.EDU, objectivism@vix.com
Subject: Re: In Defense of Instinct
Status: RO

In contrasting "Hobbesian egoism" with "the egoism of Aristotle or
Rand", Bryan goes into the survival-flourishing debate, on which much
have been written in recent years by Objectivists and by
neo-Aristotelians such as Douglass Rasmussen or Tibor Machan (for my
own view on the application of this debate to the issue of respecting
other people's rights, see my article "Deriving Rights from Egoism:
Machan vs.  Rand", Reason Papers no. 17, fall 1992). The key point
where this debate is relevant to the current discusssion is in Bryan's
statement:

>What practical difference does this distinction make?  
>For one, the Hobbesian egoist would remorselessly 
>kill or enslave another person if the risks were low 
>and the gain were large.  For the Randian egoist, 
>however, this predatory lifestyle would conflict with 
>our interest in being productive, independent, and 
>just individuals.  The Hobbesian egoist, similarly, 
>would happily steal if the gain were large and the 
>punishment were small; but the Randian egoist would 
>refrain.

I submit that this is an accurate description of Aristotelian or
new-Aristotelian views, but not of the Objectivist view. The
Objectivist view is that a rational egoist recognizes that it is not
the case that "the risks are low" or "the punishment is small" for
initiating force against others; even if in some concrete situation it
seems possible to get away with such actions, a policy of living and
dealing with others by means of force is likely to destroy one's
chances for long-term survival. "Our interest in being productive,
independent and just individuals" derives from the fact that such
individuals are likely to survive for much longer; it is not an
accident, but a necessary consequence of man's nature, that modern
western culture, in which the values of productivity and justice are
accepted to a large degree, has a far longer life expentancy than any
other culture in history or any non-western culture in the world
today.

The actions of criminals may be explained as "Hobbesian egoism", i.e.
as acting for range-of-the-moment gratification without considering the
long-range consequences. But I don't think such an explanation can work
for explaining wars. Bryan writes:

>frequently the risks were very low and the gain was 
>very great.  The Spanish conquered one-and-a-half 
>continents and got a lot of gold and slaves at very 
>little risk to themselves.

This is a very strange reading of the facts. In order to conquer these
continents, the Spanish had to cross the Atlantic Ocean, a long journey
in cramped ships without adequate nutrition, with very serious risk of
death from scurvy and other diseases; and then had to fight against
natives whose weapons, however primitive, were still quite capable of
killing. I don't know any precise statistics on this point, but my
recollection from reading about the Spanish conquistadors was that
casualties among their men, mostly during the journey and also while
fighting, were very high.

So, what made Spanish people willing to join the conquistadors?
Certainly not "a tendency to focus on individual and kin survival". And
you can't even explain it by failure to think about long-term
consequences, since the dangers were actually *more* immediate and
short-term than the gains.

More generally, in order to support his thesis about a "Hobbesian
instinct", Bryan would have to establish that most wars in history had
few or no casualties for the aggressor side; i.e. that people generally
only try to kill, loot or enslave others when this entails little or no
immediate risk to their lives. My impression is that the historical
record proves the opposite.

So I think the evidence indicates that people throughout history were
very willing to throw their lives away in the service of their tribe,
nation or leader. People throughout history have also held an explicit
morality of self-sacrifice, which puts the tribe, nation or leader
above the individual; and their actions were completely consistent
with this morality. Any form of self-interested behaviour, "Hobbesian"
or Aristotelian, has always been rare.

				Eyal

From objectivism-request@vix.com Fri Sep  1 12:49:47 1995
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From: "Bryan D. Caplan" <bdcaplan@phoenix.Princeton.EDU>
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Reply-To: "Bryan D. Caplan" <bdcaplan@phoenix.Princeton.EDU>
Status: RO


I have to point out, in response to Eyal, that I _did_ mention that
many wars were not in the participants interest.  In particular,
I mentioned wars motivated by ideology, such as Christian holy wars
or Marxist revolutions.

I don't have the kill ratios on the Spanish conquest available,
but historians do agree that colonial powers were enormously
superior to native forces, often subjugating entire nations with
a handful of soldiers with muskets.  (If I recall, Cortes won
Mexico with about 500 conquistadors, plus a ton of native discontents
who served as mercenaries.)

But were any of these wars in the interests of the soldiers involved?
You can't just look at the risks they endured; you have to look
at the alternatives available to them at the time.  Trying your
luck as a soldier in the new world might not look good to us, but
to a poor Spaniard farmer, it might look quite different.

I might also mention that often throughout history the soldiers
have had little or no choice about fighting; and given their
position (i.e., death for desertion), their choice to murder
and rob the innocent was still probably their best choice.

--------------------------------------------------------
Now the underlying ethical position that Eyal takes puzzles me
greatly.  Is he saying that cases where the risks of punishment
are low and the level of gain is high, that he would freely
murder and rob innocent people?  What makes you think that such
cases are so incredibly rare?  In the modern mixed economy,
for example, it seems that people willing to "play ball
" with the government do better financially than those who don't.
And in any case, is Eyal saying that if we happen to be in
e.g. Soviet Russia or Nazi Germany that the moral action is to
do whatever it takes (such as murdering innocent people) to get
a comfortable apartment, extra rations, and so on?

In fact, on the egoist view that Eyal outlines, it would be foolish
to accept any principle like "respect other people's rights."  A
far more general principle, applicable regardless of the sort
of society one lives in, would be "obey the law (or at least laws
that are seriously enforced)."  In a relatively free society, this
latter principle would accord with the former; but it has the added
advantage of greater generality.
     --Bryan


